Regulatory Initiatives Grid 2024: ten regulations to watch
Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
Contents
In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:
- Diversity and inclusion
- Basel 3.1 rules
- Prudential framework
- FCA's updated enforcement guide
- Remuneration regime consultation
- Multi-firm review of vulnerable customers advice
- Guidance boundary review
- External redress and remediation rules
- Capital requirements for financial advice firms
- Investment advice assessment tool
The FCA has published its delayed Regulatory Initiatives Grid, for October 2024-March 2025. Here are the key updates.
Get the latest insights, events and guidance for financial services professionals, straight to your inbox.
Host
-
David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Five questions every credit committee should ask about its NPL book
ArticleMost NPL books are written off before their value is exhausted. Prashan Patel identifies five questions credit committees should ask.
FCA authorisation and beyond: making every interaction count
ArticlePractical guidance on maximising the value of regulatory engagement – from FCA authorisation to routine SM&CR notifications and beyond.