As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
Contents

In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:

  1. Diversity and inclusion
  2. Basel 3.1 rules
  3. Prudential framework
  4. FCA's updated enforcement guide
  5. Remuneration regime consultation
  6. Multi-firm review of vulnerable customers advice
  7. Guidance boundary review
  8. External redress and remediation rules
  9. Capital requirements for financial advice firms
  10. Investment advice assessment tool

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The FCA has published its delayed Regulatory Initiatives Grid, for October 2024-March 2025. Here are the key updates.
Regulatory Initiatives Grid 2024: ten regulations to watch
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