Episode 64

Regulatory Update - Regulatory Initiatives Grid 2024

By: David Morrey, Ben Farmer

21 Oct 2024 18 min listen

As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
Contents

In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:

  1. Diversity and inclusion
  2. Basel 3.1 rules
  3. Prudential framework
  4. FCA's updated enforcement guide
  5. Remuneration regime consultation
  6. Multi-firm review of vulnerable customers advice
  7. Guidance boundary review
  8. External redress and remediation rules
  9. Capital requirements for financial advice firms
  10. Investment advice assessment tool

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Host

  • David Morrey

    I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements. View Profile

  • Ben Farmer

    I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes. View Profile

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