Market abuse regulation: meeting FCA expectations
ArticleMarket abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
It's set to be another challenging year for investment managers who must navigate macroeconomic headwinds and make big calls on investments and risk, all while the industry tackles long-term structural challenges (and opportunities) around margins and technology.
Following the success of last year’s ‘top trends’ series for financial services sectors, Irina Velkova is joined by David Morrey and Jonathan Charles to discuss 2023's key trends in the investment management sector, including ESG, AI, Blockchain, the Edinburgh Reforms and Consumer Duty.
Read our insight on the top investment management themes and the outlook for 2023
Host
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David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Irina Velkova
As a regulatory advisory practice director, I advise firms on new regulations, implement improved structures and processes, and work with board and c-suite stakeholders to resolve governance and regulatory issues.View Profile -
Jonathan Charles
I'm a Partner in our financial services group regulatory risk management practice, with significant experience in helping clients deal with the challenges of current regulations or emerging requirements.View Profile
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Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
FRTB regulation – PRA revises the IMA for market risk
ArticleThe PRA has proposed FRTB regulation changes to the IMA market risk framework under Basel 3.1. Explore what the new rules mean for firms