Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
04 Sep 2023 51 min listen
In a fast-changing financial services landscape internal audit has become a force of innovation in its own right. Can your own function keep up with the pace?
To find out more about what’s happening in internal audit, listen to a special episode of our financial services regulatory podcast.
Rob Benson and Vivian Lagan from our financial services business risk team are joined by a panel of experts to discuss our recent Internal Audit Report 2022/23:
The panel examines how internal audit can measure performance and help businesses prepare for the many challenges ahead as strategies, regulatory demands, and operating models evolve.
You can read more about our Financial Services Internal Audit Survey findings and download the full report here.
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Stay up to date with our latest round up of financial regulation.
The FCA's PSM&A regime offers greater consumer protection for SIPP operators using unauthorised trustees. We look at the key features and similarities to CASS.
Discover how UK banks can use straight through processing to lift Basel 3.1 regulatory reporting quality, strengthen internal controls and reduce resubmission risk.