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Stay up to date with our latest round up of financial regulation.
The FCA's PSM&A regime offers greater consumer protection for SIPP operators using unauthorised trustees. We look at the key features and similarities to CASS.
Explore how crypto insolvency is evolving, from asset recovery and custody risks to regulation, forensic investigation, and cross‑border challenges.
Practical guidance on maximising the value of regulatory engagement – from FCA authorisation to routine SM&CR notifications and beyond.
Market abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
Rising insurer exposure to private credit is attracting increasing regulatory scrutiny, with concerns over transparency and systemic credit, liquidity and underwriting risks.
FCA CP25/32 proposes major changes to MiFIR transaction reporting. Explore key reforms, governance expectations and steps firms should take to prepare.
Our analysis reveals how companies are excelling in the here and now, but need to start thinking longer term. It benchmarks how the updated Code and Provision 29 are being approached in the market, and where action is needed.
Explore regulatory change, market shifts, and operational transformation facing investment managers in 2026, and how to prepare.
Discover the key regulatory, economic, and technology trends shaping financial services in 2026 and what they mean for the sector.
The European Banking Authority has published a report on cross-border banking services and the regulatory boundaries for third-country firms operating in the EU. Rashim Arora explores the findings and how firms can prepare for the end of remote access to EU clients alongside an evolving compliance landscape.
FCA’s Section 165 request marks a shift to data-led supervision. Learn what firms must do to align with Consumer Duty and stay compliant.
FCA launches IAAT to assess investment advice suitability and disclosures, helping firms meet Consumer Duty and improve client outcomes.
From AI to ESG, investment managers need to stay on top of ongoing issues and new trends. This is what you need to look out for this year.
Explore the top financial services trends shaping 2025 and discover new opportunities for growth.
The FCA recently published a Dear CEO letter, outlining its new supervisory strategy for wholesale brokers. Our experts look at the key messages and what investment firms need to do to stay compliant.
