I’m an experienced compliance professional within our financial services advisory team, specialising in global regulations across the wholesale banking and capital markets sector. My career includes senior roles such as Head of Equities/Cash Equities Compliance at multinational banks, and Head of Compliance and Money Laundering Reporting Officer at a leading algorithmic proprietary trading firm.
My expertise includes front-office compliance and first line of defence controls, helping clients assess regulatory expectations for a range of instruments and geographies. Recent engagements include advising on trading controls, remediation of booking and reporting frameworks.
Drawing on this experience, I help firms navigate the complex regulatory environment to embed compliance in a way that’s pragmatic to support sustainable growth.
Outside of work, I'm a keen sports lover – especially rugby – love to travel and have recently adopted a dog.
Market abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
A practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
Rising insurer exposure to private credit is attracting increasing regulatory scrutiny, with concerns over transparency and systemic credit, liquidity and underwriting risks.
