A guide to the approach of lenders and DB pension trustees in stressed multi-creditor refinancings and restructurings
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The next Consumer Duty deadline comes into force in July this year.
Model risk management is under greater regulatory scrutiny, but how do you mitigate the risks from a third-party vendor?
Understand how internal audit works as the third line of defence in financial institutions efforts to reduce risk.
Fair value will require firms to review their processes in relation to consumer outcomes. Here’s how to get proactive.
Firms must assess their readiness for new model risk rules on data quality (CP 6/22). Are there synergies from BCBS 239?
What impact will regulation have on BNPL, and how can firms prepare?
As the next Consumer Duty deadline fast approaches, David Morrey and Ben Farmer discuss what looms for firms, and which assessments will help them meet the new requirements as they prepare for the significant restructuring of consumer protections.
The Future of Whistleblowing - an event that sought to explore what the future of whistleblowing looks like.
The strong and simple regime is a proportionate approach for smaller firms. How does it sit alongside Basel 3.1?
Wind-down plans remain in regulatory focus for 2023 and beyond.
In this episode David Morrey and Ben Farmer discuss learnings from the collapse of SVB, the FCA Business Plan, the Financial Services and Markets Bill's progress through the House of Lords, and the first consultation on the Senior Managers and Certification Regime – sharing insight on how firms and consumers can prepare for the changes ahead.
The Financial Conduct Authority (FCA) has published its Business Plan for 2023/24.
The FCA has made it clear in their recent consultation paper that it's determined to tackle greenwashing and has highlighted that it will apply the marketing guidelines as early as June 2023, once the final rules are published.
Dear CEO letter for payments and e-money firms sets out regulatory expectations.
Basel 3.1, the interest-rate environment, regulation, and macroeconomic uncertainty are just some of the challenges the banking sector will continue to face this year.
