Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
In this episode David Morrey and Ben Farmer discuss learnings from the collapse of SVB, the FCA Business Plan, the Financial Services and Markets Bill's progress through the House of Lords, and the first consultation on the Senior Managers and Certification Regime – sharing insight on how firms and consumers can prepare for the changes ahead.
Host
-
David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Crypto authorisation: why financial crime evidence will matter more than policy
ArticleCrypto authorisation: why financial crime evidence will matter more than policy, Start with the transaction flow, not the policy suite.
Operational incident and third-party reporting – preparing for the regulatory deadline
ArticleThe FCA's Operational Incident and Third-Party Reporting regime brings third-party failures into scope of formal reporting for the first time.