Market abuse regulation: meeting FCA expectations
ArticleMarket abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
By: Irina Velkova
27 Jun 202347 min listen
The next Consumer Duty deadline comes into force in July this year. Introducing new arrangements, enhancing existing governance, making fair value assessments, monitoring processes, and ensuring they can demonstrate compliance by the deadline has been an intensive and challenging journey for many firms.
In this episode, Irina Velkova welcomes Joseph Twigg, CEO at Aveni, and Simon Murphy, Sales and Marketing Director at Vizolution, to our Risk and Regulation Unravelled podcast to discuss the major role that regtech firms play in supporting implementation of the Duty, and the value of technical solutions.
Market abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
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