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Episode 73 Regulatory update: From deregulation trends to consumer protection
Listen now for expert insights and practical takeaways on the latest regulatory developments and their impact on the financial services industry.
David Morrey
Ben Farmer
| 27 min listen | 03 Apr 2025
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Article Investment management: What should the priorities be in 2025?
From AI to ESG, investment managers need to stay on top of ongoing issues and new trends. This is what you need to look out for this year.
David Morrey
David Morrey
| 11 min read | 27 Mar 2025
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Episode 71 Regulatory update – green shoots of growth?
David Morrey and Ben Farmer discuss the responses from the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are adapting to growth prioritisation from HM Treasury. They also discuss AML's Thematic review on wholesale brokers' anti-money laundering practises, FCA's controversial email retention policy and its implications, the ongoing Supreme Court case involving finance providers and FCA, and more.
David Morrey
Ben Farmer
| 25 min listen | 27 Feb 2025
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Episode 70 Regulatory update - What should we expect in 2025?
David Morrey and Ben Farmer discuss the regulatory issues that they expect will have a significant impact on the financial services sector in 2025.
David Morrey
Ben Farmer
| 20 min listen | 24 Jan 2025
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Episode 69 Regulatory update – where are we at the end of 2024?
In our latest episode, David Morrey and Ben Farmer, discuss the latest updates on motor finance saga where the Supreme Court has expedited an appeal involving Close Brothers, and the FCA's involvement in urging a swift resolution. The FCA's consumer duty feedback, covering various updates and analyses, including the FCA's priorities for 2025, the review of consumer duty annual reports, and insights into complaints and root cause analysis.
David Morrey
Ben Farmer
| 2 min read | 23 Dec 2024
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Episode 68 Regulatory update – the Government's financial services reforms
In the latest episode David Morrey and Ben Farmer discuss a bumper list of current regulatory issues as previewed in Rachel Reeves's Mansion House speech, aimed at unlocking innovation and growth
David Morrey
Ben Farmer
| 2 min read | 04 Dec 2024
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Episode 66 Court of Appeal ruling on motor finance commission
David Morrey and Paul Garbutt discuss the recent Court of Appeal decision regarding motor finance complaints, which requires greater disclosure of commissions paid to brokers and explicit consent from borrowers.
David Morrey
Paul Garbutt
| 16 min listen | 11 Nov 2024
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Article Regulatory Initiatives Grid 2024: ten regulations to watch
The FCA has published its delayed Regulatory Initiatives Grid, for October 2024-March 2025. Here are the key updates.
David Morrey
Ben Farmer
| 5 min read | 29 Oct 2024
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Episode 65 Reflecting on one year of the Consumer Duty
It’s been over a year since the financial services industry began embedding the Consumer Duty for existing products. The FCA’s relentless focus on good consumer outcomes is reshaping the landscape.
David Morrey
Blandine Arzur-Kean
Peter Lovegrove
Supriya Manchanda's headshot
| 28 min listen | 28 Oct 2024
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Episode 64 Regulatory Update - Regulatory Initiatives Grid 2024
As the eighth edition of the Regulatory Initiatives Grid by the Financial Conduct Authority (FCA) was delayed in July 2024 due to the General Election, an interim update to the November 2023 edition has been published covering the period October 2024 to March 2025.
David Morrey
Ben Farmer
| 18 min listen | 21 Oct 2024
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Episode 63 Regulatory update: FCA's clear verdict – why firms are still missing the mark
David Morrey and Ben Farmer dive into the latest key regulatory update topics.
David Morrey
Ben Farmer
| 17 min listen | 18 Sep 2024
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Episode 62 Regulatory Update - Consumer Duty; Let the rule changes begin
David Morrey and Ben Farmer dive into the latest key regulatory update topics.
David Morrey
Ben Farmer
| 2 min read | 22 Aug 2024
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Episode 61 Regulatory Update – Diversity To De-Banking The FCA'S Roadmap For 2024
David Morrey and Ben Farmer discuss the impact of the general election on the financial services sector, such as the delays to the regulatory initiatives grid, the finance act, the alternative investment fund designation bill, and the FCA's proposals on naming and shaming.
David Morrey
Ben Farmer
| 38 min listen | 17 Jun 2024
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Episode 59 Regulatory Update – FCA Regulation Updates And Challenges
The controversy over the FCA’s proposal to name and shame firms under investigation and the political and industry opposition to it, PRA Business Plan and its focus on international policy, growth and AI regulation and the FCA’s finalised guidance on anti-greenwashing are just some of the key topics discussed by David Morrey and Ben Farmer in this episode.
David Morrey
Ben Farmer
| 43 min listen | 31 May 2024
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Episode 58 Regulatory Update – FCA Business Plan
The FCA Business Plan 2024/25 landed slightly earlier than usual, but the content and structure are very similar to last year's plan.
David Morrey
Ben Farmer
| 41 min listen | 18 Apr 2024
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Episode 55 Regulatory Update – FCA Feedback On Consumer Duty Implementation
The FCA has published an insight setting out examples of good and bad practice that it has observed in firms' implementation of the Consumer Duty.
David Morrey
Ben Farmer
| 45 min listen | 13 Mar 2024
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