Your guide to this week in regulation
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The Financial Conduct Authority (FCA) plans to strip outdated or duplicated requirements from its insurance rule book.
In this episode of the podcast David Morrey, Partner, Head of Investment Management, and Ben Farmer, Senior Manager, review what this means for firms.
The conversation also covers:
- mortgage rule simplification
- pooled funds and consumer credit regulatory returns
- FCA's thematic review on small asset managers and alternative managers
- FCA's engagement paper on AI live testing
- regulation of crypto assets.
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Host
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David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
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