Join David Morrey and Ben Farmer for a discussion of the latest regulatory developments and their impact on the financial services industry.
Contents
Here are the topics for this episode:
The FCA’s decision not to proceed with certain proposals, including diversity and inclusion rules, enforcement disclosure changes, and the sustainability disclosure regime for delegated portfolio managers
Good and poor practices in consumer support and vulnerability
The FCA’s guidance on ongoing advice
The potential industry-wide redress scheme for motor finance, pending the Supreme Court decision
A look at recent FCA consultation papers and policy statements
Listen now for expert insights and practical takeaways on these key regulatory updates.
A practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
Practical guidance on preparing for an FCA sanctions compliance review, covering regulatory expectations, programme readiness and how to respond effectively.