Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
Join David Morrey and Ben Farmer for a discussion of the latest regulatory developments and their impact on the financial services industry.
Contents
Here are the topics for this episode:
- The FCA’s decision not to proceed with certain proposals, including diversity and inclusion rules, enforcement disclosure changes, and the sustainability disclosure regime for delegated portfolio managers
- Good and poor practices in consumer support and vulnerability
- The FCA’s guidance on ongoing advice
- The potential industry-wide redress scheme for motor finance, pending the Supreme Court decision
- A look at recent FCA consultation papers and policy statements
Listen now for expert insights and practical takeaways on these key regulatory updates.
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Host
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David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
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