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Regulatory transformation

The banking sector continues to face significant risk and regulatory challenges.

In particular, the market-led reform of (L)IBOR benchmark rates, with transition of legacy portfolios to alternative risk-free rates, alongside the fundamental review of the trading book (FRTB) on the same-time horizon. In addition the securities financing transactions reporting (SFTR) regulation, which applies from 2020.

Optimising compliance from strategy to execution and assurance

Our team of talented professionals have industry expertise and delivery experience, from business analysis and design to technical and quantitative analysis, conduct risk expertise, programme governance and risk control. We have built complementary ecosystem partnerships with market structure, business and technology service providers and have worked with regulators.

We have developed a framework approach that leverages project management, delivery models, target operating models and architecture design. While innovative technologies support analysis of new regulations, provide the target state solutions that enable regulatory compliance, or optimise the implementation through effective tooling.

Our clients value our services as the outcomes go beyond compliance. We work in partnership with them to develop solutions to their risk and regulation challenges that allow them to operate more effectively and efficiently, position them to shape the industry’s digital future and create competitive advantage and potential growth.

Our team can assist you with:

  • (L)IBOR transition
  • FRTB
  • Regulatory change
  • Conduct risk
  • Risk and controls assessment
  • RegTech innovation

Director

Ulrike Koeppl

+44 (0)20 7728 3127