Episode 64

Regulatory Update - Regulatory Initiatives Grid 2024

By:
David Morrey,
Ben Farmer
21 Oct 202418 min listen
Podcast-imagery
As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
Contents

In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:

  1. Diversity and inclusion
  2. Basel 3.1 rules
  3. Prudential framework
  4. FCA's updated enforcement guide
  5. Remuneration regime consultation
  6. Multi-firm review of vulnerable customers advice
  7. Guidance boundary review
  8. External redress and remediation rules
  9. Capital requirements for financial advice firms
  10. Investment advice assessment tool

Spotify Amazon Apple


View all episodes

The FCA has published its delayed Regulatory Initiatives Grid, for October 2024-March 2025. Here are the key updates.
Regulatory Initiatives Grid 2024: ten regulations to watch
Read this article
TAGS  
Host
  • David Morrey
    David Morrey I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements. View Profile
  • Ben Farmer
    Ben Farmer I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes. View Profile

Read our related insights, reports and more

Discover more
BNPL in the UAE: Competing, complying and securing growth
Article BNPL in the UAE: Competing, complying and securing growth
The buy now pay later sector in the UAE is growing rapidly. Banks have entered the market and many BNPL providers are forming strategic partnerships to extend their reach. Chris Laverty looks at the importance of building resilience to ensure firms are well placed to manage any challenges this increased competition may bring.
Read more
abstract coloured background
Report Financial services internal audit hot topics
Stay informed on hot topics in financial services internal audit.
Read more
Image- podcast
Episode 85 Regulatory update: Where are we at the end of 2025?
In this end-of-year episode, David Morrey and Ben Farmer take stock of the evolving regulatory landscape in financial services, exploring the impact of the UK’s “growthy regulator” agenda over the past twelve months.
Read more
    Discover more