Regulatory Initiatives Grid 2024: ten regulations to watch
Stay up to date with our latest round up of financial regulation.
As the eighth edition of the FCA's Regulatory Initiatives Grid was delayed due to the General Election, an interim update to the November 2023 publication has been released for the period October 2024 to March 2025.
Contents
In this episode of the podcast, David Morrey and Ben Farmer pull out 10 key takeaways:
- Diversity and inclusion
- Basel 3.1 rules
- Prudential framework
- FCA's updated enforcement guide
- Remuneration regime consultation
- Multi-firm review of vulnerable customers advice
- Guidance boundary review
- External redress and remediation rules
- Capital requirements for financial advice firms
- Investment advice assessment tool
The FCA has published its delayed Regulatory Initiatives Grid, for October 2024-March 2025. Here are the key updates.
Get the latest insights, events and guidance for financial services professionals, straight to your inbox.
Host
-
David Morrey I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Discover more
Technical
Your guide to this week in regulation
Article
Crypto firms – a guide to FCA authorisation
From Oct 2027, cryptoassets will enter a new FCA regulatory regime, signalling a major shift for UK crypto compliance, investor protection and market oversight.
Article
Key updates to the IPEV Guidelines: What fund managers need to know for 2026
Explore the key updates to the 2026 IPEV Guidelines, which clarifies guidance on complex capital structures, debt valuation, convertible instruments and more.