Back-up service facilitation: readiness cannot be assumed
ArticleBack-up servicing has moved from a documentation formality to a live risk management issue.
Join David Morrey and Ben Farmer for a discussion of the latest regulatory developments and their impact on the financial services industry.
Contents
Here are the topics for this episode:
- The FCA’s decision not to proceed with certain proposals, including diversity and inclusion rules, enforcement disclosure changes, and the sustainability disclosure regime for delegated portfolio managers
- Good and poor practices in consumer support and vulnerability
- The FCA’s guidance on ongoing advice
- The potential industry-wide redress scheme for motor finance, pending the Supreme Court decision
- A look at recent FCA consultation papers and policy statements
Listen now for expert insights and practical takeaways on these key regulatory updates.
Subscribe to the series today
Visit our Risk and Regulation Unravelled podcast
Get the latest insights, events and guidance
Straight into your inbox
Host
-
David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
In conversation with Bob Wigley, Chair of UK Finance
Episode 91UK financial services regulation is entering a critical delivery phase, and the sector can't afford to get it wrong. In this episode, Alex Ellerton, Head of Financial Services, and Chris Laverty, Head of Financial Services Restructuring, are joined Bob Wigley, UK Finance Chair, to unpack three of the biggest questions facing UK banking right now.