Episode 93

Regulatory Update: Fewer rules, higher expectations: what the FCA wants next

By: David Morrey, Ben Farmer

The Financial Conduct Authority's (FCA) pure protection market study brings no new rules, but firms are expected to act on the good and bad practice it sets out.

David Morrey and Ben Farmer also cover:

  • What the FCA found on vulnerability in payment firms, and why boards should care
  • A jump in whistleblowing cases leading to significant FCA action: 56 in Q2, against eight a year earlier
  • Why 44% of young investors wrongly believe AI-generated financial information is regulated
  • T+1 readiness, where the FCA says investment managers and wealth managers are behind

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