Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
By: David Morrey, Alex Ellerton, Jonathan Charles
01 Mar 2024 27 min listen

The year ahead is set to bring both opportunities and reasons for caution to investment managers, with challenges spanning the uncertain impact of regulatory change, emerging technologies, and the long-running struggle with shrinking margins.
In our latest podcast, Head of Financial Services, Alex Ellerton is joined by David Morrey, Partner, Head of Investment Management, and Jonathan Charles, Director, to explore the key themes for the sector in 2024. The conversation covers Consumer Duty, AI, sustainability, macroeconomic factors, and future proofing.
Read our insight on the top investment management trends and themes in 2024
Stay up to date with our latest round up of financial regulation.
The FCA's PSM&A regime offers greater consumer protection for SIPP operators using unauthorised trustees. We look at the key features and similarities to CASS.
Discover how UK banks can use straight through processing to lift Basel 3.1 regulatory reporting quality, strengthen internal controls and reduce resubmission risk.