Your guide to this week in regulation
Stay up to date with our latest round up of financial regulation.
By: Alex Ellerton, Irina Velkova
23 Aug 2022 49 min listen
What changes have been made with the Consumer Duty’s final rules since the FCA’s last consultation? And when are financial services firms expected to start implementing the regulation?
The Financial Conduct Authority (FCA) has published the final rules for its new Consumer Duty. The rules set a higher bar, building on the previous conduct-based initiatives that underpin its expectations – pushing compliance to higher levels, aimed at setting clearer and stronger requirements that firms deliver good outcomes for consumers.
In this latest episode, our regular host Irina Velkova is joined by our Head of Regulation, Alex Ellerton, Partner, asking key questions about the new Duty and what this means for firms across the industry.
Helping your firm prepare for the FCA's Consumer Duty
Stay up to date with our latest round up of financial regulation.
The FCA’s final UK SRS rules introduce new ISSB-aligned sustainability and climate disclosure requirements from 2027. Explore the key changes, scope, transitional reliefs and practical steps for implementation.
A looks at the FCA's new wind-down planning requirement for cryptoasset firms as the authorisation gateway opens, and why firms should start preparing their wind-down plan now.