Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
David Morrey and Ben Farmer discuss the responses from the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on adapting to the Treasury's prioritisation of growth.
Contents
They also discuss the FCA's thematic review of wholesale brokers' anti-money laundering initiatives and the implications of its controversial email retention policy, as well as the ongoing Supreme Court case involving finance providers, the FCA and Markos Markou, and more.
Listen to the episode
Subscribe to the series today
Visit our Risk and Regulation Unravelled podcast
Get the latest insights, events and guidance
Straight into your inbox
Host
-
David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Crypto authorisation: why financial crime evidence will matter more than policy
ArticleCrypto authorisation: why financial crime evidence will matter more than policy, Start with the transaction flow, not the policy suite.
Operational incident and third-party reporting – preparing for the regulatory deadline
ArticleThe FCA's Operational Incident and Third-Party Reporting regime brings third-party failures into scope of formal reporting for the first time.