Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
The FCA Business Plan 2024/25 landed slightly earlier than usual, but the content and structure are very similar to last year's plan. There's a continuation of familiar regulatory proprieties, but the growing remit and responsibilities of the FCA are clear. David Morrey and Ben Farmer delve into it, and discuss what it means for businesses in the rest of the year and beyond. Other key topics include the FCA’s enforcement consultation paper, Treasury Select Committee’s Sexism in the City report, social media financial promotions guidance, and more.
Host
-
David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile -
Ben Farmer
I support our financial services clients in meeting their regulatory obligations; focusing on conduct risk and customer outcomes.View Profile
Read our related insights, reports and more
Client Assets (CASS): modest reform, same robust protection
ArticleThe FCA has reformed CASS 6 and 7 to ease the regulatory burden and align with Consumer Duty. Here's what's changed and what CASS firms should do next.
Mills Review: enhancing AI governance in financial services
ArticleThe Mills Review looks at how AI is changing retail financial services, setting out seven recommendations for the FCA. Here's what it means for AI governance and Boards.