Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
Consumer Duty - A Strong Case For Mastering Technology
Episode 40
By: Irina Velkova
27 Jun 2023 47 min listen
The next Consumer Duty deadline comes into force in July this year. Introducing new arrangements, enhancing existing governance, making fair value assessments, monitoring processes, and ensuring they can demonstrate compliance by the deadline has been an intensive and challenging journey for many firms.
In this episode, Irina Velkova welcomes Joseph Twigg, CEO at Aveni, and Simon Murphy, Sales and Marketing Director at Vizolution, to our Risk and Regulation Unravelled podcast to discuss the major role that regtech firms play in supporting implementation of the Duty, and the value of technical solutions.
Host
-
Irina Velkova
As a regulatory advisory practice director, I advise firms on new regulations, implement improved structures and processes, and work with board and c-suite stakeholders to resolve governance and regulatory issues.View Profile
Read our related insights, reports and more
Operational incident and third-party reporting – preparing for the regulatory deadline
ArticleThe FCA's Operational Incident and Third-Party Reporting regime brings third-party failures into scope of formal reporting for the first time.
Cryptoasset market exits: Wind-down lessons before the UK's authorisation gateway opens
ArticleA look at this summer's wave of digital asset exchange exits, and the importance of an orderly wind-down ahead of the FCA’s cryptoasset authorisation regime.