From our brains to yours.

As the next Consumer Duty deadline fast approaches, David Morrey and Ben Farmer discuss what looms for firms, and which assessments will help them meet the new requirements as they prepare for the significant restructuring of consumer protections.

The Future of Whistleblowing - an event that sought to explore what the future of whistleblowing looks like.

The strong and simple regime is a proportionate approach for smaller firms. How does it sit alongside Basel 3.1?

Wind-down plans remain in regulatory focus for 2023 and beyond.

In this episode David Morrey and Ben Farmer discuss learnings from the collapse of SVB, the FCA Business Plan, the Financial Services and Markets Bill's progress through the House of Lords, and the first consultation on the Senior Managers and Certification Regime – sharing insight on how firms and consumers can prepare for the changes ahead.

The Financial Conduct Authority (FCA) has published its Business Plan for 2023/24.

The FCA has made it clear in their recent consultation paper that it's determined to tackle greenwashing and has highlighted that it will apply the marketing guidelines as early as June 2023, once the final rules are published.

Dear CEO letter for payments and e-money firms sets out regulatory expectations.

Basel 3.1, the interest-rate environment, regulation, and macroeconomic uncertainty are just some of the challenges the banking sector will continue to face this year.

The new regime is intended to manage insurance failure - all companies in the sector should consider the impact on them

The Bank of England has announced topics for the second Resolvability Assessment Framework review, which firms must complete by October.

It's set to be another challenging year for investment managers who must navigate macroeconomic headwinds and make big calls on investments and risk, all while the industry tackles long-term structural challenges (and opportunities) around margins and technology.

Building voice and text analytics to support UK financial services firm with internal audit and compliance

The Financial Conduct Authority (FCA) has released the sixth edition of the Regulatory Initiatives Grid.

We helped a company build their own data-quality management capability- using AI to identify and resolve issues

The FCA's Consumer Duty regulation sets higher and clearer expectations for financial services firms, requiring them to put customers’ needs first.