Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
01 Mar 2023 38 min listen
The FCA's Consumer Duty regulation sets higher and clearer expectations for financial services firms, requiring them to put customers’ needs first.
As we creep up to the relevant phased deadlines for implementing the regulation, David Morrey and Ben Farmer look at key feedback, including Dear CEO letters for sectors, and multi-firm reviews. David and Ben also discuss financial hot topics, including: Buy Now Pay Later, crypto-consultation, the Financial Services and Markets Bill, and much more – sharing insight on how firms and consumers can prepare for the changes ahead.
Stay up to date with our latest round up of financial regulation.
The FCA has reformed CASS 6 and 7 to ease the regulatory burden and align with Consumer Duty. Here's what's changed and what CASS firms should do next.
The Mills Review looks at how AI is changing retail financial services, setting out seven recommendations for the FCA. Here's what it means for AI governance and Boards.