A look at this summer's wave of digital asset exchange exits, and the importance of an orderly wind-down ahead of the FCA’s cryptoasset authorisation regime.
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Stay up to date with our latest round up of financial regulation.
Back-up servicing has moved from a documentation formality to a live risk management issue.
In this episode, David Morrey and Ben Farmer explore the latest regulatory developments shaping financial services. They discuss the FCA's decision to make its Handbook available via API and what this could mean for RegTech, compliance functions and AI-enabled regulatory monitoring.
UK financial services regulation is entering a critical delivery phase, and the sector can't afford to get it wrong. In this episode, Alex Ellerton, Head of Financial Services, and Chris Laverty, Head of Financial Services Restructuring, are joined Bob Wigley, UK Finance Chair, to unpack three of the biggest questions facing UK banking right now.
The Mills Review predicts widespread autonomous AI by 2030, with implications for Consumer Duty and the need for a robust AI governance framework.
The FCA's published its Consumer Duty review of good and poor practices in outcomes monitoring. We explore how general insurance firms can improve practices.
Payment and e-money firms must maintain a resolution pack and a wind-down plan to support faster fund returns after insolvency. Here is what's changed.
PRA's SS1/23 amendment brings stress-testing and ICAAP models under the same governance standard as capital models. Vivian Lagan explains what banks need to do to comply.
Regulators are now overseeing the UK's most critical technology providers, but the suppliers most likely to stop an insurer paying claims sit outside that regime. We look at hidden concentration risks and how to mitigate them.
The FCA has reformed CASS 6 and 7 to ease the regulatory burden and align with Consumer Duty. Here's what's changed and what CASS firms should do next.
The Mills Review looks at how AI is changing retail financial services, setting out seven recommendations for the FCA. Here's what it means for AI governance and Boards.
The FCA's PSM&A regime offers greater consumer protection for SIPP operators using unauthorised trustees. We look at the key features and similarities to CASS.
Discover how UK banks can use straight through processing to lift Basel 3.1 regulatory reporting quality, strengthen internal controls and reduce resubmission risk.
Stay informed on the latest developments across the UK consumer credit market with our fourth annual report.
Most NPL books are written off before their value is exhausted. Prashan Patel identifies five questions credit committees should ask.
