Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
The Financial Conduct Authority (FCA) is trying to move on from COVID-19 in the last few months of 2021. As we prepare for 2022, David Morrey, Partner, Head of Investment Management, Financial Services, discusses this month’s regulatory developments and look back at the summer. The packed episode includes the end of the furlough scheme, recent enforcement cases, the FCA's 'Transformation', and its consumer investment strategy.
Host
-
David Morrey I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile
Read our related insights, reports and more
FCA wholesale markets report – aligning with FCA expectations
ArticleA practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
How to prepare for an FCA sanctions compliance review
ArticlePractical guidance on preparing for an FCA sanctions compliance review, covering regulatory expectations, programme readiness and how to respond effectively.