Market abuse regulation: meeting FCA expectations
ArticleMarket abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
We bring you this episode live from COP28, where Irina Velkova welcomes Michael Mainelli, Lord Mayor of the City of London. The Lord Mayor has voiced that climate action is investable and solvable, so in this episode we delve into this further, discussing the important decisions that will come out of COP28, carbon credit-trading, and Government Green Bonds.
Host
-
Irina Velkova
As a regulatory advisory practice director, I advise firms on new regulations, implement improved structures and processes, and work with board and c-suite stakeholders to resolve governance and regulatory issues.View Profile
Read our related insights, reports and more
Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
FRTB regulation – PRA revises the IMA for market risk
ArticleThe PRA has proposed FRTB regulation changes to the IMA market risk framework under Basel 3.1. Explore what the new rules mean for firms