Market abuse regulation: meeting FCA expectations
ArticleMarket abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
By: David Morrey
20 Oct 202251 min listen
How are firms and consumers responding to the fluctuations of the cost-of-living crisis?
A lot has happened over the last few months, and after short breaks in the sun, taking time to ready the new Consumer Duty final rules of course. David Morrey is back to discuss the latest regulatory developments including: the prime minister, the cost-of-living crisis, 'mortgage prisoners', pension schemes, and more, sharing insight on how firms and consumers can prepare for the changes and challenges ahead.
Note: as this podcast was recorded earlier in October, sudden changes in the government means there is reference to Liz Truss temporarily as Prime Minister.
Market abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
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