Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
By: David Morrey
06 Apr 2022 35 min listen
The Financial Conduct Authority (FCA) continues to respond to external events: including the impact on regulation of UK sanctions relating to Russia, cost of living increases, global action on cryptocurrencies and a potential strike vote from its own staff. In our latest regulatory update David Morrey discusses the latest developments and share insight on how firms should prepare for the upcoming regulatory agenda.
Stay up to date with our latest round up of financial regulation.
Back-up servicing has moved from a documentation formality to a live risk management issue.
In this episode, David Morrey and Ben Farmer explore the latest regulatory developments shaping financial services. They discuss the FCA's decision to make its Handbook available via API and what this could mean for RegTech, compliance functions and AI-enabled regulatory monitoring.