Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
Regulators are facing a shift in focus - with a big emphasis on responding to external events. With rising inflation rates, cost of living, and possible industrial action within the regulatory bodies, firms must be prepared to adapt to new regulatory agenda items in the upcoming months. Current consultation papers, such as that on Appointed Representatives, would attract bigger headlines in more normal times. David Morrey, Partner, Head of Investment Management, Financial Services, discusses these updates and share insight on what firms should expect from the regulators.
Stay up to date with our latest round up of financial regulation.
A practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
Practical guidance on preparing for an FCA sanctions compliance review, covering regulatory expectations, programme readiness and how to respond effectively.