Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
By: David Morrey
22 Mar 2022 43 min listen
Regulators are facing a shift in focus - with a big emphasis on responding to external events. With rising inflation rates, cost of living, and possible industrial action within the regulatory bodies, firms must be prepared to adapt to new regulatory agenda items in the upcoming months. Current consultation papers, such as that on Appointed Representatives, would attract bigger headlines in more normal times. David Morrey, Partner, Head of Investment Management, Financial Services, discusses these updates and share insight on what firms should expect from the regulators.
Stay up to date with our latest round up of financial regulation.
The FCA's Operational Incident and Third-Party Reporting regime brings third-party failures into scope of formal reporting for the first time.
A look at this summer's wave of digital asset exchange exits, and the importance of an orderly wind-down ahead of the FCA’s cryptoasset authorisation regime.