The regulatory initiatives grid – key takeaways
ArticleWe explore the Regulatory Initiatives Grid, looking at key updates on cryptoassets, pensions, SM&CR and data reforms to support horizon scanning and compliance planning.
Regulatory Update - The Regulators Changing Focus
Episode 13
By: David Morrey
22 Mar 202243 min listen
Regulators are facing a shift in focus - with a big emphasis on responding to external events. With rising inflation rates, cost of living, and possible industrial action within the regulatory bodies, firms must be prepared to adapt to new regulatory agenda items in the upcoming months. Current consultation papers, such as that on Appointed Representatives, would attract bigger headlines in more normal times. David Morrey, Partner, Head of Investment Management, Financial Services, discusses these updates and share insight on what firms should expect from the regulators.
Host
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David Morrey
I am a partner in our Financial Services Regulatory Advisory practice where I help clients dealing with the challenges of current regulation or emerging requirements.View Profile
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