Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
As we approach the end of the year, the FCA has released its much-anticipated final consultation on the proposed new consumer duty. It seems to be little change from the original. David Morrey, Partner, Head of Investment Management, Financial Services, discusses what this version means for firms – looking back on the year and sharing insight on what to expect in 2022.
Stay up to date with our latest round up of financial regulation.
Two recent ECB fines highlight risks in RWA misreporting and model governance failures. Learn what Basel 3.1 means for RWA accuracy, internal models, and board-level assurance.
Phase 1 SM&CR reforms are underway, streamlining compliance for in-scope firms to improve efficiency while maintaining robust accountability.