Your guide to this week in regulation
TechnicalStay up to date with our latest round up of financial regulation.
As we approach the end of the year, the FCA has released its much-anticipated final consultation on the proposed new consumer duty. It seems to be little change from the original. David Morrey, Partner, Head of Investment Management, Financial Services, discusses what this version means for firms – looking back on the year and sharing insight on what to expect in 2022.
Stay up to date with our latest round up of financial regulation.
A practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
Practical guidance on preparing for an FCA sanctions compliance review, covering regulatory expectations, programme readiness and how to respond effectively.