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Episode 39 Regulatory Update – The Upcoming Consumer Duty Deadline
As the next Consumer Duty deadline fast approaches, David Morrey and Ben Farmer discuss what looms for firms, and which assessments will help them meet the new requirements as they prepare for the significant restructuring of consumer protections.
David Morrey
Ben Farmer
| 40 min listen | 17 May 2023
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Episode 38 Regulatory Update – Consequences Of The (Latest) Banking Crisis
In this episode David Morrey and Ben Farmer discuss learnings from the collapse of SVB, the FCA Business Plan, the Financial Services and Markets Bill's progress through the House of Lords, and the first consultation on the Senior Managers and Certification Regime – sharing insight on how firms and consumers can prepare for the changes ahead.
David Morrey
Ben Farmer
| 27 min listen | 26 Apr 2023
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Episode 37 Regulatory Update – FCA Business Plan 2023/24
The Financial Conduct Authority (FCA) has published its Business Plan for 2023/24.
David Morrey
Ben Farmer
| 21 min listen | 20 Apr 2023
Regulatory Initiatives Grid 2023: what to look out for
Article Regulatory Initiatives Grid 2023: what to look out for
The PRA and FCA have published the long-awaited sixth edition of the regulatory grid. We look at the key themes.
David Morrey
Ben Farmer
| 5 min read | 16 Mar 2023
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Episode 33 Regulatory Update - Regulatory Initiatives Grid 2023
The Financial Conduct Authority (FCA) has released the sixth edition of the Regulatory Initiatives Grid.
David Morrey
Ben Farmer
| 19 min listen | 08 Mar 2023
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Episode 32 Regulatory Update – FCA Feedback On Consumer Duty
The FCA's Consumer Duty regulation sets higher and clearer expectations for financial services firms, requiring them to put customers’ needs first.
David Morrey
Ben Farmer
| 38 min listen | 01 Mar 2023
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Episode 30 Regulatory update - The Edinburgh Reforms
The Edinburgh Reforms will consist of over 30 regulatory changes, aiming to lead development and competitiveness in financial services.
David Morrey
Ben Farmer
| 42 min listen | 26 Jan 2023