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FCA’s Section 165 request marks a shift to data-led supervision. Learn what firms must do to align with Consumer Duty and stay compliant.
If you haven’t already started building your ‘reasonable procedures' defence for ‘failure to prevent fraud’ then you need to get going on it.
FCA launches IAAT to assess investment advice suitability and disclosures, helping firms meet Consumer Duty and improve client outcomes.
The current trade environment is disrupted, but by engaging with supply chains to focus on sustainability businesses can create long term resilience.
Key technology risk areas for internal auditors and technology risk functions to consider in 2025.
There are some 'no regret' steps that large organisations can take to prepare for full enforcement of the ECCTA.
The challenges of technology transformation programmes today – and how to maximise performance and mitigate risk.
Find out how assurance can help you manage projects and programme risk, and compare waterfall and agile approaches.
As UK SOX is likely to increase demand for third party risk assurance, we look at the options and key considerations.
What does the Government's proposed Cyber Governance Code of Practice mean for boards?
The Code update asks companies to report on the effectiveness of their material controls and is now sharpening the focus on how material third party risks are managed. Complying with the regulations requires careful assessment and strategic planning to ensure resilience and compliance.
How can CDOs and data leaders rise to the challenges and opportunities of AI adoption?
Understand the risks and challenges of implementing access and segregation of duties controls in Microsoft Dynamics 365.
Following the Financial Reporting Council (FRC) publishing an update to the UK Corporate Governance Code, we explain what the Code changes mean and what you should do next.
Key technology risk areas for internal auditors and technology risk functions to consider in 2024.
How can AI help internal audit? Here's your guide to 10 opportunities for adding value without compromising security.