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Episode 9 Regulatory Update - FCA'S ESG Strategy
The Financial Conduct Authority (FCA) has released several updates this month, including publishing the Regulatory Initiatives Grid and the Future Regulatory Framework.
David Morrey
David Morrey
| 38 min listen | 16 Dec 2021
Payments and e-money: raising standards in safeguarding
Article Payments and e-money: raising standards in safeguarding
The FCA's latest guidance for the payments and e-money sector focusses on market resilience and consumer protection.
Paul Staples
Paul Staples
| 10 Dec 2021
FCA seeks views on SDR and investment labels
Article FCA seeks views on SDR and investment labels
The FCA is seeking input on SDR and investment labels. Firms should pay attention to these far-reaching plans.
Rashim Arora
Rashim Arora
| 09 Dec 2021
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Episode 8 The Future Regulatory Framework – Preparing For The Future Of Financial Services
HM Treasury published its final consultation paper for the Future Regulatory Framework (FRF) Review on 9 November 2021.
Irina Velkova
Irina Velkova
| 37 min listen | 01 Dec 2021
Digitalisation of Financial Services
Article Digitalisation of Financial Services
The global pandemic has intensified an existing challenge for financial services businesses to interact with their customers remotely especially for
29 Nov 2021
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Episode 7 Regulatory Update - Crowded Q4 Regulatory Agenda
Regulators and HM Treasury are expected to release several updates imminently including the Future Regulatory Framework (FRF) Review, Regulatory Initiatives Grid, and consultation papers.
David Morrey
David Morrey
| 38 min listen | 26 Nov 2021
Risks for buy now, pay later firms in regulatory limbo
Article Risks for buy now, pay later firms in regulatory limbo
The Treasury has launched a consultation on BNPL regulation, but the final rules are still far from clear.
Jarred Erceg
Jarred Erceg
| 25 Nov 2021
FRC: Preparing financial services for TCFD
Article FRC: Preparing financial services for TCFD
The FRC published TCFD reporting guidance for firms. We look at they key elements in preparing for climate-related disclosures.
Rashim Arora
Rashim Arora
| 09 Nov 2021
Making payments safe – a key priority for the FCA
Article Making payments safe – a key priority for the FCA
Do you understand the FCA's plans for customer protection around payments? This is what the regulator's telling us now.
Paul Olukoya
Paul Olukoya
| 05 Nov 2021
wind turbine
Article Setting a new standard in sustainability
UK adoption of regulations from the new International Sustainability Standards should increase reporting requirements.
Laura Gardner
Laura Gardner
| 04 Nov 2021
SIM swapping – the rising threat from employees' phones
Article SIM swapping – the rising threat from employees' phones
Do SIM swapping and spear phishing threaten your business? You need to understand the risks, and how to prevent them.
Nick Smith
Nick Smith
| 04 Nov 2021
Product governance is a continuing concern for the FCA
Article Product governance is a continuing concern for the FCA
The FCA is reviewing product governance. What are the regulator's expectations and why is it so concerned about it?
02 Nov 2021
Implementing ISO 20022: What do firms need to do now?
Article Implementing ISO 20022: What do firms need to do now?
Payment firms must implement ISO 20022 soon to maintain regulatory compliance. We look at the key challenges and what to consider in the near future.
Paul Olukoya
Paul Olukoya
| 01 Nov 2021
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Episode 6 Vulnerable Customers – In Conversation With HSBC UK
Earlier this year, the FCA published its final guidance on the fair treatment of vulnerable customers.
Peter Lovegrove
Irina Velkova
| 54 min listen | 26 Oct 2021
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Episode 5 Regulatory Update — FCA Moves On From COVID
The Financial Conduct Authority (FCA) is trying to move on from COVID-19 in the last few months of 2021.
David Morrey
David Morrey
| 47 min listen | 14 Oct 2021
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Episode 4 Regulatory Update - FCA Business Plan 2021/22
The FCA published their Business Plan for 2021/22, setting an ambitious agenda for change.
David Morrey
David Morrey
| 37 min listen | 29 Sep 2021
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