Regulatory engagement is no longer a periodic requirement. It is a constant, visible test of how well your firm is governed, managed and understood.

In this CPD webinar, we explore the moments that matter most in your relationship with the regulator and what separates a good outcome from a difficult one.

We will take a focused look at the most common points of interaction, including:

  • Authorisations securing new permissions, managing changes in control and overseeing Senior Management Function appointments
  • Technical engagement seeking clarity on regulatory requirements and expectations
  • Regulatory enquiries responding to data requests, thematic reviews and firm-specific questions

Drawing on practical experience, our specialists will share what good looks like in these interactions and where firms most often fall short. 

You will leave with a clearer view of how to approach regulatory engagement with confidence, avoid common missteps and position your financial services firm more effectively when it matters most.

Watching the webinar will earn you one CPD point.

You will hear from: