Practical guidance on maximising the value of regulatory engagement – from FCA authorisation to routine SM&CR notifications and beyond.
Filter insights by:
Showing 16 of 304 content results
The FCA has launched a market study into the claims management sector, putting firms’ conduct, pricing and funding models under the spotlight.
The Supreme Court has dismissed BlueCrest’s appeal against HMRC. Find out what the salaried member rules ruling means for investment management LLPs.
As more payment firms look to integrate stablecoins, the question for firms is no longer whether to respond, it's whether they can afford to move fast enough.
CARF and CRS 2.0 introduce cryptoasset tax reporting and stricter HMRC penalties. With the first filing deadline on 31 May 2027, we look at key considerations for firms.
Market abuse regulation is under growing FCA scrutiny. A strong market abuse risk assessment, surveillance framework, and robust STORs will strengthen your controls.
The PRA has proposed FRTB regulation changes to the IMA market risk framework under Basel 3.1. Explore what the new rules mean for firms
Private equity reshaped UK accountancy and is now moving into legal services and consulting. What's driving it, and how professional services firms can position for investment.
The PRA's PS15/26 finalises Phase 1 of the Pillar 2A review. We explain the credit, operational, pension and market risk changes for UK banks.
As market conditions tighten for debt collection firms, AI is emerging as a critical differentiator for firms ahead of a material refinancing wall in 2027-28
We explore the Regulatory Initiatives Grid, looking at key updates on cryptoassets, pensions, SM&CR and data reforms to support horizon scanning and compliance planning.
Motor finance remediation hits delays as legal challenges stall timelines. FCA outlines next steps, contingency planning, and wider regulatory updates.
Nested relationships in correspondent banking can expose firms to hidden financial crime risks. Learn how to improve oversight, transparency and monitoring.
A practical overview of the FCA’s 2026 wholesale markets priorities, highlighting key risks in financial crime, market abuse and conflicts of interest, and what firms should do to strengthen controls and governance.
Practical guidance on preparing for an FCA sanctions compliance review, covering regulatory expectations, programme readiness and how to respond effectively.
With the 30 June 2026 deadline approaching, we explore how UK insurers can build solvent exit plans that meet PRA expectations and deliver value beyond compliance.
