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Article Non-financial misconduct – FCA issues updated guidance
The FCA’s CP25/18 proposes extending non-financial misconduct rules to all SM&CR firms, reshaping conduct expectations across financial services
7 min read | 10 Jul 2025
Diversity and inclusion proposals aim to cut groupthink
Article Diversity and inclusion proposals aim to cut groupthink
Moving towards an effective D&I strategy as regulators set out proposals to boost diversity and inclusion.
6 min read | 11 Oct 2023
FCA/PRA review Senior Managers and Certification Regime
Article FCA/PRA review Senior Managers and Certification Regime
Following the Edinburgh Reforms, the PRA and FCA are reviewing the Senior Managers and Certification Regime.
4 min read | 04 May 2023
Improving ESG governance across financial services
Article Improving ESG governance across financial services
Good governance is integral to achieving good sustainability outcomes – but where to start?
Rashim Arora
Rashim Arora
| 9 min read | 12 Apr 2023
Lessons from the FCA’s diversity and inclusion survey
Article Lessons from the FCA’s diversity and inclusion survey
Tina Bhardwaj explains how you can use the FCA D&I review as guidance to improve your own culture.
5 min read | 20 Mar 2023
Is simplicity key to maintaining a competitive edge?
Article Is simplicity key to maintaining a competitive edge?
Staying competitive doesn’t need to be about re-inventing the wheel. It’s about giving your customers what they need and finding the simplest route to get there.
6 min read | 14 Mar 2023
What 'Dear CEO' letter means for wholesale broker firms
Article What 'Dear CEO' letter means for wholesale broker firms
Key points from the FCA’s latest portfolio letter outlining its approach to wholesale broker firms.
4 min read | 08 Mar 2023
Consumer Duty: building the right culture
Article Consumer Duty: building the right culture
Consumer duty rules bring new standards of care for retail customers, but implementation relies on a culture shift.
5 min read | 28 Feb 2023