The Financial Conduct Authority (FCA) have published their Business Plan for 2022/23.
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Kickstarting a new series, Irina Velkova is joined by David Morrey, Grant Thornton’s Partner, Head of Investment Management, to discuss the focus areas in the sector this year.
The Financial Conduct Authority (FCA) continues to respond to external events: including the impact on regulation of UK sanctions relating to Russia, cost of living increases, global action on cryptocurrencies and a potential strike vote from its own staff.
Regulators are facing a shift in focus - with a big emphasis on responding to external events.
On 31 December 2021 the Financial Conduct Authority (FCA) issued a press release reviewing its highlights of the year.
Potential changes to well-established regime can impact compliance practices for firms.
As we approach the end of the year, the FCA has released its much-anticipated final consultation on the proposed new consumer duty.
The Financial Conduct Authority (FCA) has released several updates this month, including publishing the Regulatory Initiatives Grid and the Future Regulatory Framework.
Regulators and HM Treasury are expected to release several updates imminently including the Future Regulatory Framework (FRF) Review, Regulatory Initiatives Grid, and consultation papers.
The Financial Conduct Authority (FCA) is trying to move on from COVID-19 in the last few months of 2021.
The FCA published their Business Plan for 2021/22, setting an ambitious agenda for change.
The UK Investment Firm Prudential Regime (IFPR) is a new, streamlined and simplified process for the prudential regulation of investment firms in the UK.
