- Anguilla
- Antigua
- Argentina
- Belize
- Bahamas
- Bolivia
- Brazil
- British Virgin Islands
- Canada LLP
- Canada RCGT
- Cayman Islands
- Chile
- Colombia
- Costa Rica
- Dominica
- Dominican Republic
- Ecuador
- El Salvador
- Grenada
- Guatemala
- Haiti
- Honduras
- Jamaica
- Mexico
- Montserrat
- Nicaragua
- Panama
- Paraguay
- Peru
- Puerto Rico
- St Kitts
- St Lucia
- St Vincent and the Grenadines
- Trinidad & Tobago
- United States
- Uruguay
- Venezuela
- Albania
- Armenia
- Austria
- Azerbaijan
- Belarus
- Belgium
- Bosnia and Herzegovina
- Bulgaria
- Channel Islands
- Croatia
- Cyprus
- Czech Republic
- Denmark
- Estonia
- Finland
- France
- Georgia
- Germany
- Gibraltar
- Greece
- Hungary
- Iceland
- Ireland
- Isle of Man
- Israel
- Italy - Bernoni
- Italy - Ria
- Kazakhstan
- Kosovo
- Kyrgyzstan
- Latvia
- Liechtenstein
- Lithuania
- Luxembourg
- Macedonia
- Malta
- Moldova
- Monaco
- Netherlands
- Northern Ireland
- Norway
- Poland
- Portugal
- Romania
- Russia
- Serbia
- Slovak Republic
- Slovenia
- Spain
- Sweden
- Switzerland
- Tajikistan
- Turkey
- Ukraine
- UK
- Uzbekistan
I am a partner in our Financial Services Group (FSG)'s regulatory risk management practice where I help clients dealing with the challenges of current regulation or emerging requirements. I am one of the most active individuals in the UK carrying out 'Skilled Person Reviews' instigated by the regulator, alongside which I also frequently advise firms on how to respond to a regulatory investigation.
I have specialist expertise in a wide range of conduct matters, both wholesale market issues within the securities and investment management sectors, and retail issues within the wealth management, advisory and lending sectors. I have also been active over many years in client asset and client money issues while projects I have run on effective risk management frameworks and on improving product governance have given me exposure to a broad sweep of the financial services industry.
Having spent 10 (of my 25-plus) years working in the industry in senior risk and regulatory management roles in some major organisations, I feel I have a good sense of what regulated firms can accomplish in practice, as well as a strong sense of what the regulator needs to see.
When not working I am kept busy supporting the ever-expanding hobbies and social lives of my three daughters. Any time which remains is spent as an avid fan of American football – on my office desk there is always a football close to hand.