From our brains to yours.

Two recent ECB fines highlight risks in RWA misreporting and model governance failures. Learn what Basel 3.1 means for RWA accuracy, internal models, and board-level assurance.

The FCA has published a multi-firm review identifying significant shortcomings in how principal trading firms manage their algorithmic trading controls. Issues span governance, testing, deployment, and market abuse surveillance. Kantilal Pithia, Rebecca Deane and Paul Young explore the findings, what firms should do next, and how they can strengthen their frameworks to meet regulatory expectations.

The Bank of England is consulting on a major overhaul of the UK’s regulatory framework for central counterparties (CCPs), aiming to strengthen resilience and foster innovation. Paul Young explains what’s changing, why it matters and how market participants can prepare.

The FCA recently published a Dear CEO letter, outlining its new supervisory strategy for wholesale brokers. Our experts look at the key messages and what investment firms need to do to stay compliant.

The strong and simple regime is a proportionate approach for smaller firms. How does it sit alongside Basel 3.1?

The Bank of England has announced topics for the second Resolvability Assessment Framework review, which firms must complete by October.

Regulators respond to Archegos collapse by telling banks to review their business models by end of Q1 2022.

In the UK, the joint regulator and government task force on climate-related financial disclosures (TCFD) published the roadmap towards mandatory climate-related disclosures.