As part of the financial services advisory team, I am an experienced regulatory consultant who has provided practical and professional advice to a range of firms and sectors. I have significant experience covering the asset management and insurance sectors, including best practice implementation and transition to FCA regulation.
My key focus is the Financial Conduct Authority’s (FCA) Client Assets (CASS) regime and I have led a number of skilled person reviews within the investment management, banking and consumer credit sectors. I also regularly provide regulatory assurance as part of conduct, governance and remediation engagements.
My broader experience covers external assurance (including financial reporting) and transaction due diligence for trade and private buyers, including related project management expertise. My clients have included London Market general insurance brokers, insurers, investment managers, private equity funds, securities brokers and property funds (including listed companies).
- Fellow of the Institute of Chartered Accountants in England and Wales
- Certificate in Financial Services (CII)
- Investment Operations Certificate (CISI)