Webinar series

Senior Managers & Certification Regime (SM&CR) event series

The Senior Managers & Certification Regime (SM&CR) has significantly changed how regulated firms operate; there is a much greater degree of individual accountability and a huge focus across the culture and conduct established by Senior Managers and Certified Persons.

Our series of virtual events and articles address the impacts of the ongoing SM&CR adoption.

Senior Managers & Certification Regime (SM&CR) and COVID-19

This virtual session, produced promptly to address critical SM&CR issues during the COVID-19 pandemic, will offer an insight into the responsibilities, expectations and coronavirus-specific risks that all company officers need to have front of mind within our increasingly regulatory-led environment. The session was presented by Sonia Shah, lead for SM&CR, in Business Risk Services.

Senior managers: decision making in a crisis

As lockdown continues to impact how firms operate, it is crucial to consider both the immediate and future consequences of decisions made during the crisis. Join David Morrey and Gavin Stewart in this virtual event on decision making, and the steps senior managers should take to ensure they meet their regulatory requirements.

What’s expected of senior managers during COVID-19

The COVID-19 pandemic is an uncertain time. Strong leadership is key, so it has never been more vital to be certain of your role as a senior manager under the Senior Managers and Certification Regime (SM&CR), Sonia Shah explains.

Read our article >>

Any questions or suggestions? Please get in touch with Sonia Shah.