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Article Top themes for the capital markets sector
Our guide to current priorities for the sector covers trade controls, ESG, and AI among other challenges – we also explain how firms can manage them.
Paul Garbutt
Paul Young
| 18 min read |
Team meeting image
Article Wholesale brokers – a tough stance from the FCA
The FCA recently published a Dear CEO letter, outlining its new supervisory strategy for wholesale brokers. Our experts look at the key messages and what investment firms need to do to stay compliant.
Paul Young
Lucinda Hallan
| 6 min read |
business planning image
Article PRA publishes Business Plan 2024/25
This year, the PRA is focusing on strengthening the financial sector, identifying risks, and supporting markets.
Paul Young
| 10 min read |